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DEVELOPING INNOVATIVE STRATEGIES FOR

QUALIFIED INVESTORS

WHAT IS A QUALIFIED INVESTOR?

Qualified Investors are individuals and institutions that meet a threshold established by the Securities and Exchange Commission for highly sophisticated investors. 

 

Generally, qualified individual investors have at least 2.1 million in investment assets;  institutions have at least 5 million.

 

Contact us for more details of the "qualified investor" definition.

What do Qualified Investors want in an advisor?

Not all Qualified Investors want an advisor, but those who do tend to have common interests.  They want an advisor they can trust, that has a history of success, and one that communicates.

TRUST
The Six Core Fiduciary Duties
Duty of Care
Duty of Loyalty
Duty of Good Faith
Duty of Confidentiality
Duty of Prudence
Duty of Disclosure
HISTORY of SUCCESS

For thirty years preservation of your wealth and growth has been our primary objective.   

COMMUNICATIONS

Talk to us. 

We'll listen and respond: 

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The Company only transacts business in states where it is properly registered, or excluded or exempted from registration requirements.  Past performance may not be indicative of future results. Therefore, no current or prospective client should assume that the future performance of any specific investment, investment strategy (including the investments and/or investment strategies recommended and/or purchased by adviser), or product made reference to directly or indirectly on this Website, or indirectly via link to any unaffiliated third-party Website, will be profitable or equal to corresponding indicated performance levels.  Different types of investment involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client’s investment portfolio. No client or prospective client should assume that any information presented and/or made available on this Website serves as the receipt of, or a substitute for, personalized individual advice from the adviser or any other investment professional.  Historical performance results for investment indexes and/or categories generally do not reflect the deduction of transaction and/or custodial charges or the deduction of an investment-management fee, the incurrence of which would have [the] effect of decreasing historical performance results.

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